Monday, November 17, 2008

Can financial advisors write blogs and be in compliance?

An Investment Writing blog reader recently asked, "I was told that licensed financial advisors are not allowed to write blogs as far as compliance is concerned. Is this true?"

It's not true. But there are constraints.

For more details on the regulatory constraints, read "Finra, SEC rules constrain advisers in blogosphere" by Davis Janowski in Investment News.

You can find links to blogs by some financial advisors in the related posts listed below. 

Related posts:

Susan B. Weiner, CFA
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Copyright 2008 by Susan B. Weiner All rights reserved


  1. I recently came across your blog and have been reading along. I thought I would leave my first comment. I don't know what to say except that I have enjoyed reading. Nice blog. I will keep visiting this blog very often.


  2. Alena,

    Thank you for commenting on my blog!


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